Law Offices of Kajani & Associates, P.C.
Capital & Compliance

Securities law guidance for capital, compliance, and investor-facing decisions.

Organizations raising capital or structuring investment opportunities need counsel that understands both the regulatory framework and the business purpose behind the transaction.

Practice Brief

Focused guidance for securities law matters.

Guidance for offerings, investment activity, disclosure obligations, and securities compliance questions.

Overview

Securities issues can arise in private offerings, financing arrangements, ownership interests, investor communications, and business reorganizations.

Kajani & Associates helps clients evaluate securities considerations early so that capital-related decisions are structured with compliance and long-term flexibility in mind.

Consultation

Discuss your organization, transaction, governance question, or planning concern with the firm.

Schedule a Consultation
Scope of Work

Matters We Handle

  • 01Private offering and exemption considerations
  • 02Investor-facing documentation and disclosure review
  • 03Securities compliance planning
  • 04Ownership interest and capital structure questions
  • 05Coordination with corporate and finance transactions
  • 06Risk review for proposed investment structures
Client Fit

Who We Help

  • Companies raising capital
  • Business owners and management teams
  • Cooperatives evaluating member or investor interests
  • Organizations structuring financing or ownership rights
Our Approach

Practical counsel connected to how the organization works.

01

Review the proposed transaction and capital objective.

02

Evaluate securities implications and exemption pathways.

03

Align documentation, disclosure, governance, and compliance steps.